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I could not be stringent enough to tell
you that in responding to a finra 8210
request which is the start of
Investigation or an SEC subpoena you
must must must get experience counsel
why there are so many Securities laws
and there’s other laws too there’s the
IRS the SEC if you get an SEC subpoena
the SEC sees something that should have
been reported to the IRS they’re going
to report it to the IRS it’s it’s
important to try to get a lawyer that
can narrow the scope of the documents
being produced that can make sure that
in answering one question you’re not
showing the violation of another issue
and there’s just again lawyer speak
versus layperson speak a Securities
lawyer knows the way to deliver the
information in the way that is best
going to protect you I truly believe
that unrepresented people do not get a
fair Shake in these proceedings that I
hate to say will be taken advantage of
but I I do think that happens so it is
really really really important
to get counsel don’t be Pennywise and
pound foolish this is is not a time to
do that
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